Compliance
Compliance, built in, not bolted on.
Meet every AML, tax and reporting obligation your fund or company carries, without adding to your workload or your risk.
Built for scrutiny, not just for show.
Regulators, auditors and investors all expect the same thing: a business that can prove it is compliant, at any moment, without scrambling to find the evidence.
Verify every investor, automatically.
Every application is checked against your AML and wholesale investor requirements as it arrives, with identity verification handled through the platform rather than a separate manual process. Your compliance obligations are met before an investor is ever onboarded, not chased afterwards.
Meet FATCA and CRS without the manual burden.
Investor tax residency and reporting data are captured at onboarding and carried through to your FATCA and CRS obligations, so the information regulators expect is already there when you need it. Nothing is reconstructed at reporting time.
Give your board and investors real oversight.
Governance sits on top of accurate, current data, not scattered spreadsheets. Directors and responsible entities see what they need to see, when they need to see it, and can demonstrate that oversight to anyone who asks.
Keep an audit trail for every action.
Every change to your registry, every investor record and every transaction is logged and traceable. When an auditor or regulator asks how a figure was reached, the answer is already there.
Carry less risk, day to day.
Compliance built into the platform means fewer manual handoffs, fewer places for an error to hide and fewer obligations resting on any one person's memory. Your fund runs on a system designed to get it right the first time.
Explore the platform.
Every part of the investor lifecycle, connected in one system.
Easy onboarding.
We're with you from the first conversation. Our team handles the setup and guides you through every step, so the move to Registry Direct is smooth from day one.
Registry Direct manages more than 220,000 investors across 1,500+ funds and companies.
ISO Certified
Certified to ISO 27001, the international standard for information security management.
GS007 Audited
Independently assessed under GS007, the Australian standard for organisations providing investment management services.
Bank-grade Security
The same security standards trusted by financial institutions, protecting your data and your investors' at every layer.
Learn moreFrequently asked questions.
What compliance obligations can my compliance team hand over to the platform?
AML/CTF screening, wholesale investor verification, FATCA and CRS reporting, and ASIC and ATO obligations are handled in the platform, with a full audit trail your compliance team can show an auditor or regulator.
How does investor verification work?
Identity checks run automatically through GreenID as each application arrives, with manual review available where you need it. Identity, wholesale investor status and PEP and watchlists screening are managed centrally for all investors.
Can Registry Direct produce FATCA and CRS reports for the ATO?
Yes. Investor tax residency data is captured at onboarding, so FATCA (Foreign Account Tax Compliance Act) and CRS (Common Reporting Standard) reports can be produced automatically and submitted directly to the ATO portal.
Which standards can I show an auditor?
Registry Direct is certified to ISO 27001 and audited annually against GS007, the Australian standard for organisations providing investment management services.